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In the capital market structure, which institution regulates and supervises the securities market in many countries, including the United States?  A. SEBI (Securities and Exchange Board of India)  B. FCA (Financial Conduct Authority)  C. SEC (U.S. Securities and Exchange Commission)  D. AMFI (Association of Mutual Funds in India)

Question

In the capital market structure, which institution regulates and supervises the securities market in many countries, including the United States?  A. SEBI (Securities and Exchange Board of India)  B. FCA (Financial Conduct Authority)  C. SEC (U.S. Securities and Exchange Commission)  D. AMFI (Association of Mutual Funds in India)

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Solution

C. SEC (U.S. Securities and Exchange Commission)

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